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從戶版到紙籍：戰(zhàn)國至唐代戶籍制度考論 
定 價：198 元 叢書名：國家哲學社會科學成果文庫
9 7 7 8 5 7 1 0 7 3 5 0 1 讀者對象:本書可供中國古代史，尤其是隋唐史研究者參閱。 
中國古代戶籍制度是國家掌握人口、征調(diào)賦役、管控社會秩序的基本手段。以唐代兩稅法承認客籍為標志，中國古代戶籍的著錄對象、編制原則乃至管理系統(tǒng)都發(fā)生了劃階段的重大變化。本書綜合利用出土文獻與傳世文獻，融通簡牘學與敦煌吐魯番學的研究，在全面系統(tǒng)整理戰(zhàn)國至唐代中期戶籍文書的基礎上，以專題形式對這一時期戶籍制度的發(fā)展演化及其相應的社會結構變化進行實證考察和理論分析，并從簡紙更替這一全新視角揭示中古時期伴隨著書寫材料的改變，國家行政制度和社會控制方式相應發(fā)生的重大變化。
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目錄
序一李治安 / 001 序二孫繼民 / 005 前言 / 013 第一編 財政年度·造籍日期與官方年齡 第一章 漢唐間財政年度演變新論 一問題的提出 / 004 二秦漢“計稻后年”與孫吳財政年度變化 / 005 三郴州晉簡與西晉預算體制的初步確立 / 016 第二章 從“歲盡增年”到“歲初增年”——中國中古官方計齡方式的演變 一“歲盡增年”與周歲、虛歲之爭 / 030 二“歲盡增年”與“著籍增年” / 035 三古代禮俗上的“歲首增年” / 039 四唐代的手實申報與“歲首增年” / 043 五秦漢與唐代官方年齡及戶籍記載上的差異 / 048 結語 / 054 補記 / 055 第二編 文書考釋與研究 第三章 湖南里耶所出“秦代遷陵縣南陽里戶版”研究 一戶籍簡的著錄格式 / 062 二戶籍簡的制作年代 / 068 三南陽里戶版的性質(zhì) / 074 附錄秦代遷陵縣南陽里戶版 / 083 第四章 長沙東牌樓東漢“戶籍簡”補說 一“算卒”釋義 / 087 二“戶籍簡”的形制與著錄格式 / 094 三“戶籍簡”的性質(zhì) / 097 第五章 長沙吳簡中兩類戶籍簿的功能與性質(zhì) 一“右某家口食”類簡的“不任調(diào)”與“應役民” / 104 二“凡口若干”類結句簡中的“事” / 115 三“凡口若干”與“右某家口食”類簡的功用 / 124 補論“右某家口食”戶籍簿的性質(zhì) / 128 第六章 甘肅臨澤晉簡中的家產(chǎn)繼承與戶籍制度——兼論兩晉十六國戶籍的著錄內(nèi)容 一簡冊釋文與內(nèi)容分析 / 144 二案件爭訟焦點與漢晉分家制度 / 148 三兩晉十六國戶籍的著錄內(nèi)容 / 154 第七章 《前秦建元二十年籍》與漢唐間籍帳制度的變化 一《前秦建元二十年籍》內(nèi)容分析 / 163 二造籍日期與財政年度的調(diào)整 / 171 三戶籍文書類型及其功用的轉變 / 176 補論有關《前秦建元二十年籍》的錄文問題 / 186 第八章 《西涼建初籍》與魏晉時期的職役戶籍 一《西涼建初籍》非民籍、吏兵籍 / 193 二“大府吏”“散”的身分 / 199 三魏晉兵戶居住狀態(tài)與《西涼建初籍》的性質(zhì) / 204 第九章 新疆吐魯番新出唐代貌閱文書 一文書釋讀與定名 / 211 二唐代的貌閱時間與貌閱年齡 / 213 三貌閱的重點對象及對不法行為的處罰 / 221 第三編 課役與身分 第十章 “小”“大”之間——戰(zhàn)國至西晉課役身分的演進 一問題的提出 / 231 二課役身分從“二分”到“三分” / 234 三漢代的課役身分體系 / 245 四從課役身分到戶籍身分 / 252 第十一章 魏晉時期的吏戶與吏籍 一關鍵史料的解讀 / 259 二古代戶籍編制原則與吏、民合籍 / 267 三吏戶的義務、身分與地位 / 274 結語 / 282 第十二章 唐代敦煌籍的成年“中女”與吐魯番籍的“丁女” 一唐代敦煌籍的成年“中女”并非書寫疏誤 / 284 二“丁從課役”與北朝系統(tǒng)下女子的“丁中” / 287 三西晉及東晉南朝的“丁女”稱謂與吐魯番籍中的遺存 / 292 余論 / 298 第十三章 從戶下奴婢到在籍賤民——中國古代奴婢身分的演變與良賤身分制的形成 一秦漢時期的戶口統(tǒng)計與奴婢的附籍性質(zhì) / 302 二魏晉以降的戶口統(tǒng)計與奴婢在籍身分 / 313 三秦漢奴婢的來源與身分變化 / 320 四良賤身分制的形成與發(fā)展 / 326 結語 / 333 第四編 簡紙更替與制度演進 第十四章 西晉黃籍考——以《太平御覽·文部·札》引《晉令》為中心 一黃籍是簡還是紙？ / 339 二“諸戶口黃籍” / 346 三黃籍與正戶 / 353 第十五章 中國古代書寫載體與戶籍制度的演變 一“簡”“牘”之別與以簡代牘 / 365 二從“戶版”到“戶籍” / 370 三簡紙?zhí)娲c中古造籍制度的演進 / 379 第十六章 簡紙更替與中國古代基層統(tǒng)治重心的上移 一簡牘時代的帳簿編造與正、副本關系 / 388 二秦漢時期鄉(xiāng)吏統(tǒng)攬基層事務 / 393 三簡紙?zhí)娲c縣、鄉(xiāng)行政機構的變化 / 401 四魏晉隋唐時期縣司親理庶務 / 405 余論 / 413 結論戰(zhàn)國以降戶籍制度的形成與發(fā)展 / 416 主要參考文獻 / 430 索引 / 461 后記 / 474 CONTENTS PREFACE 1 / 001 PREFACE 2 / 005 FOREWORDS / 013 PART I FISCAL YEAR, DATE OF REGISTRATION AND OFFICIAL AGE CHAPTER 1 A NEW STUDY OF THE FISCAL YEAR EVOLUTION FROM THE HAN DYNASTY TO TANG DYNASTY Section 1 Introduction / 004 Section 2 The “Calculating Rice Harvests for the Following Year” in the Qin-Han Period and the Changes of the Fiscal Year System in the Wu Kingdom / 005 Section 3 The Chenzhou Bamboo Documents of Jin Dynasty and the Preliminary Establishment of the Budget System in the Western Jin Dynasty / 016 CHAPTER 2 FROM “COUNTING FROM THE END OF YEAR” TO “COUNTING FROM THE BEGINNING OF THE YEAR”: THE EVOLUTION OF THE OFFICIAL AGE COUNTING METHOD IN MIDDLE ANCIENT CHINA Section 1 The “Counting from the End of Year” and the Debate between the use of Zhousui (Counting Age by Years) and Xusui (Counting Age by Lunar Years) / 030 Section 2 The “Counting from the End of Year” and the “Counting from the Registration” / 035 Section 3 The “Counting from the Beginning of the Year” in the Ancient Ritual Custom / 039 Section 4 The Report of Household Information in the Tang Dynasty and the “Counting from the Beginning of the Year” / 043 Section 5 The Differences in Official Age and Household Register Records between the Qin-Han Period and the Tang Dynasty / 048 Conclusion / 054 Supplementary Recording / 055 PART II INTERPRETATION AND RESEARCH OF THE DOCUMENTS CHAPTER 3 THE STUDY ON THE “NANYANG LI HOUSEHOLD REGISTRATION BAMBOO SLIPS OF QIANLING COUNTY IN THE QIN DYNASTY” EXCAVATED AT LIYE OF HUNAN PROVINCE Section 1 The Format of the Household Registration Bamboo Slips / 062 Section 2 The Production Time of the Household Registration Bamboo Slips / 068 Section 3 The Nature of the Nanyang Li Household Registration Bamboo Slips / 074 Appendix Nanyang Li Household Registration Bamboo Slips of Qianling County in the Qin Dynasty / 083 CHAPTER 4 A FUTHER STUDY ON THE EASTERN HAN DYNASTY HOUSEHOLD REGISTRATION BAMBOO SLIPS OF DONGPAILOU AT CHANGSHA Section 1 The Interpretation of Suanzu / 087 Section 2 The Shape and Format of the Household Registration Bamboo Slips / 094 Section 3 The Nature of the Household Registration Bamboo Slips / 097 CHAPTER 5 THE FUNCTION AND NATURE OF THE TWO TYPES OF HOUSEHOLD REGISTRATION DOCUMENTS IN THE CHANGSHA WU KINGDOM BAMBOO SLIPS Section 1 The Terms Bu rendiao and Yingyi min in the You moujia koushi Bamboo Slips / 104 Section 2 The Term Shi in the Household Registration Bamboo Slips Ending with Fan kou ruogan / 115 Section 3 The Function of the Fan kou ruogan-type and You moujia koushi-type Bamboo Slips / 124 Supplementary Discussion The Nature of Household Register of You moujia koushi-type / 128 CHAPTER 6 THE FAMILY PROPERTY INHERITANCE AND HOUSEHOLD REGISTRATION SYSTEM IN THE LINZE OF GANSU JIN DYNASTY BAMBOO DOCUMENTS: CONCURRENT DISCUSSION ON THE CONTENTS OF THE HOUSEHOLD REGISTRATION OF THE JIN DYNASTY AND SIXTEEN-STATE PERIOD Section 1 The Text Interpretation and Analysis of the Bamboo Slips / 144 Section 2 The Focus of Legal Dispute and the System of Dividing Families during the Han and Jin Dynasties / 148 Section 3 The Contents of the Household Registration of the Jin Dynasty and Sixteen-State Period / 154 CHAPTER 7 THE QIANQIN JIANYUAN ERSHINIAN JI AND THE CHANGES IN THE HOUSEHOLD REGISTRATION SYSTEM FROM THE HAN DYNASTY TO TANG DYNASTY Section 1 The Analysis of the Content of the Qianqin Jianyuan Ershinian Ji / 163 Section 2 The Date of Registration Recorded and the Adjustment of the Fiscal Year / 171 Section 3 The Household Registration Document Types and the Transformation of Their Functions / 176 Supplementary Discussion The Related Issues of the Qianqin Jianyuan Ershinian Ji Interpretation / 186 CHAPTER 8 THE XILIANG JIANCHU JI AND THE SERVICE AND HOUSEHOLD REGISTRATION IN THE WEI-JIN PERIOD Section 1 The Xiliang Jianchu Ji Is Not a Commoner-Household Register or a Lower Official and Soldier Household Register / 193 Section 2 The Status of Dafuli and San / 199 Section 3 The Residential Status of Soldier Households in the Wei-Jin Period and the Nature of the Xiliang Jianchu Ji / 204 CHAPTER 9 THE NEWLY EXCAVATED MANUSCRIPT DOCUMENTS OF VISUAL INSPECTION OF THE TANG DYNASTY IN TURPAN PREFECTURE, XINJIANG UYGURAUTONOMOUS REGION Section 1 The Interpretation and Naming of the Manuscript Documents / 211 Section 2 The Time and Age of Visual Inspection of the Tang Dynasty / 213 Section 3 The Key Targets of Visual Inspection and Punishment for Illegal Behavior / 221 PART III CORVéE LABOR SERVICE AND IDENTITY CHAPTER 10 BETWEEN “SMALL” AND “BIG”: EVOLUTION OF THE IDENTIFICATION OF CORVéE LABOR SERVICE FROM THE WARRING STATES PERIOD TO THE WESTERN JIN DYNASTY Section 1 Introduction / 231 Section 2 The Evolution of the Two-Grade to Three-Grade Corvée Labor Service System / 234 Section 3 The Identity of Corvée Labor Service System in the Han Dynasty / 245 Section 4 From the Identity of Corvée Labor Service to the Identity of Household Registration Status / 252 CHAPTER 11 CORVéE HOUSEHOLDS AND CORVéE HOUSEHOLD REGISTRATION IN THE WEI-JIN PERIOD Section 1 The Interpretation of the Key Historical Texts / 259 Section 2 The Compilation Principles of Ancient Household Registration and the Combination of Corvée and Commoner Household Registration / 267 Section 3 Obligations, Identity, and Status of Corvée Households / 274 Conclusion / 282 CHAPTER 12 ZHONG WOMEN AT DUNHUANG AND DING WOMEN AT TURPAN IN THE HOUSEHOLD REGISTER DOCUMENTS OF TANG DYNASTY Section 1 The Zhong Women at Dunhuang in the Household Register Documents of Tang Dynasty Is Not a Mistake in Recording / 284 Section 2 “Ding cong keyi” and the Dingzhong Women in the Northern Dynasties’ System / 287 Section 3 The Title Ding Women during the Western Jin, Eastern Jin Dynasties and the Southern Dynasties and Surviving Records from the Turpan Household Register Documents / 292 Epilogue / 298 CHAPTER 13 FROM HOUSE SERFS TO REGISTERED PARIAHS: THE IDENTITY TRANSITION OF HOUSE SERFS AND THE FORMATION OF THE LIANGJIAN IDENTITY SYSTEM IN ANCIENT CHINA Section 1 The Household Census in the Qin-Han Period and the Attached Identity of House Serfs / 302 Section 2 The Household Census since Wei-Jin Period and the Registered Identity of House Serfs / 313 Section 3 The Origins of the House Serfs in the Qin-Han Period and Their Identity Changes / 320 Section 4 The Formation and Development of the Liangjian Identity System / 326 Conclusion / 333 PART IV REPLACEMENT OF BAMBOO-SLIP AND PAPER AND INSTITUTIONAL EVOLUTION CHAPTER 14 THE STUDY ON THE HUANGJI IN THE WESTERN JIN DYNASTY: BASED ON THE JINLING QUOTED IN THE TAIPINGYULAN WENBU ZHA Section 1 Are the Huangji Written on Bamboo Slips or Paper? / 339 Section 2 “All Households are Recorded in the Yellow-paper Household Registration Documents” / 346 Section 3 The Huangji and the Official Household / 353 CHAPTER 15 THE EVOLUTION OF THEWRITINGCARRIER AND HOUSEHOLD REGISTRATION SYSTEM IN ANCIENT CHINA Section 1 The Difference between Bamboo Slip and Tablet, and the Substitution of Tablet by Bamboo Slip / 365 Section 2 The Household Registration Writing Carrier is from Bamboo Slip/Wooden Tablet to Paper / 370 Section 3 The Transition from Bamboo Slips to Paper and the Evolution of the Household Registration System in Middle Ancient Period / 379 CHAPTER 16 THE TRANSITION FROM BAMBOO SLIPS TO PAPER AND THE UPWARD MOVEMENT OF PRIMARY-LEVEL GOVERNING CENTERS IN ANCIENT CHINA Section 1 The Document Compilation during the Era of Bamboo/Wooden Slips, and the Relationship between the Original and Duplicate Copies / 388 Section 2 Local Officials Managed Grassroots Affairs in Qin-Han Period / 393 Section 3 The Transition from Bamboo Slips to Paper and the Changes of the Administrative Structures of Counties and Townships / 401 Section 4 County Officials Directly Managed Grassroots Affairs in Wei-jin-Sui-Tang Period / 405 Epilogue / 413 CONCLUSION THE FORMATION AND DEVELOPMENT OF THE RESIDENTIAL REGISTRATION SYSTEM SINCE THE WARRING STATES PERIOD / 416 MAIN REFERENCES / 430 INDEX / 461 AFTERWORDS / 474
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